FAQs

The "right" lawyer depends on the context When it comes to representing the audit firm's interests in an SEC or […]

Have I been defrauded? Just because you've lost money in the markets does not mean that you've been defrauded. Markets […]

Your firm says you did something wrong You've worked hard to build your reputation in the industry, and it doesn't […]

Customer claim or regulatory issue? Whether a Financial Adviser has been accused of impropriety by a customer or a regulator […]

What do I do now? Talk to a lawyer with experience dealing with whistleblowers. Most organizations have policies against retaliating […]

First steps Before you report anything, you need to assess whether what you have observed is actually unlawful. Sometimes, someone […]

Finding the "right" lawyer changes with the context. Insurance—Directors & Officers (“D&O”) Insurance  Most companies of any size will have […]

You need an advocate We've had many clients wrongly accused. And if we're able to get involved early, we stand […]

Think first A lawsuit should be a last resort, but discussing the issues with a lawyer shouldn't be the last […]